Preterm Birth Now Leading Global Killer of Young Children

November 17, 2014

$250 Million in Research Programs on Preterm Birth Announced on World Prematurity Day

For the first time in history, the complications of preterm birth outrank all other causes as the world's number one killer of young children.

Of the estimated 6.3 million deaths of children under the age of five in 2013, complications from preterm births accounted for nearly 1.1 million deaths, according to new findings published in The Lancet by a research team coordinated by Robert Black, M.D., of the Johns Hopkins Bloomberg School of Public Health, together with World Health Organization and London School of Hygiene & Tropical Medicine.

Specifically, direct complications from preterm births accounted for 965,000 deaths during the first 28 days of life, with an additional 125,000 deaths between the ages of one month and five years. Other main causes for young child deaths include pneumonia, which killed 935,000 children under-five, and intrapartum-related complications or childbirth complications, which caused 720,000 deaths.

“This marks a turning of the tide, a transition from infections to neonatal conditions, especially those related to premature births, and this will require entirely different medical and public health approaches,” says Joy Lawn, M.D., Ph.D., of the London School of Hygiene & Tropical Medicine, a member of the research team and a long-term advisor to Save the Children. “The success we’ve seen in the ongoing fight against infectious diseases demonstrates that we can also be successful if we invest in prevention and care for preterm birth.”

Groundbreaking research to discover why preterm births occur is now underway. These unprecedented efforts, backed by $250 million in new funding, involve more than 200 researchers and are expected to identify ways to prevent or alleviate this global health problem within three to five years, saving countless infant lives.

The 10 countries with the highest percentage of under-five deaths directly resulting from preterm birth complications are: Macedonia, 51 percent; Slovenia, 48 percent; Denmark, 43 percent; Serbia, 40 percent; the United Kingdom, 39 percent; Hungary, 37 percent; Slovakia and Poland, 35 percent; Republic of Korea and Switzerland, 33 percent. All of these exceed the global average of 17 percent of under-five deaths, partly because of success in reducing infectious diseases.

In the U.S., 28 percent of under-five deaths are from direct complications due to preterm birth, which translates to 8,200 deaths of children under-five. The U.S. ranks 138th worst on the list of 162 countries, followed by Oman, Georgia, Egypt, Canada, and Germany.

The countries with the highest numbers of babies dying from preterm birth complications each year are: India (361,700), Nigeria (98,300), Pakistan (75,000), Democratic Republic of the Congo (40,700), China (37,200), Bangladesh (26,100), Indonesia (25,900), Ethiopia (24,500), Angola (16,000) and Kenya (13,400).

The highest rates of preterm deaths are in West Africa, particularly in the countries currently being decimated by Ebola, where the risk will now be even higher given the challenges faced in those countries, notably Sierra Leone and Liberia.

The Epidemic of Prematurity

Since 2000, the worldwide rate of under-five child deaths has declined dramatically from 76 to 46 deaths per 1,000 live births in 2013. This is an annual reduction of 3.9 percent. Almost half of the overall reduction is a result of the massive progress made against deaths from pneumonia, diarrhea, measles, HIV and tetanus. In contrast, preterm deaths have reduced at only 2.1 percent annually.

The reason: vaccines, bed nets for malaria, antibiotics, antimalarial and HIV treatment have received major investments. However, these have had a small impact on deaths resulting from preterm birth complications. Compounding the problem is the fact that the global prematurity rate of one in nine babies, or 15.1 million being born too soon, has continued to increase.

“Some 7,500 newborns die daily,” explains Andres de Francisco, M.D., of the Partnership for Maternal, Newborn & Child Health (PMNCH), a coalition of more than 600 partners. “We have an epidemic of preterm and newborn deaths that represents one of the greatest health challenges of the 21st century. Two-thirds of these deaths could be prevented without intensive care.”

Prematurity is moving higher up on the global agenda. In addition to new research to solve the problem, global health partners are intensifying joint efforts to advocate for investment and policy approaches to reduce preterm birth and improve newborn health. A key moment in this effort is World Prematurity Day (WPD).

World Prematurity Day

More than 200 countries, non-government organizations, UN agencies, medical and health organizations will participate this year in the Fourth World Prematurity Day on Monday, November 17th. More than 60 countries have planned special events that focus on prematurity and premature babies.

Last year’s WPD activities reached 1.4 billion people via radio, TV, print, Internet and social media. Of that, the global public service announcements featuring Celine Dion and Thalia reached more than a billion people on CNN International and CNN en Español. The partners of WPD also hosted a 24-hour Twitter relay that involved nearly 30 million people. WPD reached another 7.3 million people via Facebook through a collection of more than 3,000 personal family stories about prematurity.

National parent groups affiliated with the European Foundation for the Care of Newborn Infants and the US-based NGO March of Dimes lit some of the world's most famous buildings and landmarks purple, the representative color of WPD: Empire State Building (New York), Niagara Falls (New York/Canada), Brandenburg Gate (Germany), Peace Bridge (New York/Canada), Belfast City Hall (Ireland), First Direct Arena (England), CN Tower (Canada), Singapore Flyer, National Museum (Poland), Bratislava Castle (Slovakia), El Moro (Mexico City), the Bosphorus Bridge (Turkey), General Motors Headquarters (Detroit), and the Las Vegas Strip (Nevada).

WPD is part of the Every Women Every Child initiative. This umbrella initiative was created to rapidly advance the UN Millennium Development Goals (MDGs) 4 and 5, to reduce under-five child and maternal mortality by two-thirds and three-fourths respectively.

The Every Woman Every Child movement, spearheaded by the UN Secretary-General, was launched four years ago, and has grown to include 300 partners and 400 financial, policy and service delivery commitments, such as training midwives. Financial commitments now total $45 billion. Nearly 60 percent or $27.3 billion has already been disbursed, according to PMNCH.

“Adding to the successful Every Woman Every Child movement, WHO and partners have been working on two complementary approaches: the Every Newborn Action Plan (ENAP), led by WHO and UNICEF and adopted by 194 countries at the World Health Assembly this year, and Ending Preventable Maternal Mortality (EPMM)” says Flavia Bustreo, M.D., WHO’s Assistant Director-General for Family, Women’s and Children’s Health. “ENAP and EPMM have articulated strategies and set targets to improve maternal and child health in the post-MDG era and both have attracted unprecedented commitments from countries and development partners.”

ENAP has attracted upwards of 50 commitments from a broad range of donors and partners, including the Islamic Development Bank, the Norwegian Government, Johnson & Johnson and Phillips. India and Nigeria have already launched their own ENAP programs.

New Research Initiatives to Address Premature Birth

Four major research initiatives, with some $250 million in funding, are now underway. Researchers seek to discover the unknown causes of prematurity and find effective ways to prevent or delay preterm births. Precisely what events trigger the start of labor at full-term, let alone preterm labor, remain a mystery. More than half of preterm births occur spontaneously.

1. The Global Coalition to Advance Preterm Birth Research (GCAPR) is a new partnership initiated by the National Institute of Child Health and Human Development (NICHD), the March of Dimes, the Bill & Melinda Gates Foundation, and the Global Alliance to Prevent Prematurity and Stillbirth (GAPPS). Some 16 institutions are now members of the coalition. GCAPR will advance needed research into the field of preterm birth, a blueprint of which was detailed in The Lancet Global Health in December 2013.

2. The March of Dimes has launched a $75 million Campaign to End Premature Birth, a “medical Manhattan Project” to create a specialized network of five research centers conducting team-based research to discover the unknown causes of prematurity. Two of these research programs are well underway. The remaining three will be named by the end of 2014.

“The March of Dimes initiative is looking at the whole spectrum of prematurity,” says Joe Leigh Simpson, M.D., senior vice president for research and global programs at the March of Dimes. “Some 200 scientists from 20 disciplines already are involved in this research effort and those numbers are expected to double by next year.”

3. The University of California at San Francisco’s (UCSF) Preterm Birth Initiative (PTBi) has launched a 10-year global initiative to slow the epidemic of preterm births and improve the health of preterm babies. PTBi is currently in a planning phase to determine where UCSF and its partners can have the greatest impact. The Bill & Melinda Gates Foundation and Marc and Lynne Benioff are co-funding this $100 million initiative.

4. The last research effort led by the Global Alliance to Prevent Prematurity and Stillbirth (GAPPS), a program started by Seattle Children’s Hospital, is focusing its research on discovering the causes and mechanisms of prematurity, work that may lead to interventions to prevent it. Seven research projects are underway with more in planning stages. The work has $20 million in funding from the Bill & Melinda Gates Foundation and a $1.3 million USAID grant.

“To be successful, this has to be a team effort,” says Larry Rand, M.D., director of Perinatal Services at UCSF and co-director of PTBi. "Effective collaboration will accelerate discovery, increase access to interventions that work and optimize the project's impact on rates of early preterm birth and mortality."

Prematurity is complex. Thus, research groups are from 20 diverse fields. Besides obstetrics/gynecology, neonatology, genetics, immunology and infectious diseases, the trans-disciplinary initiatives include experts in engineering, statistics, physics, biochemistry and mathematics.

One group is working to identify a pacemaker in the uterus that initiates labor while another seeks to discover the source of the electric signals that initiate labor and discover whether the process is triggered by mother or fetus.

Another group is focused on identifying biomarkers, proteins and molecules in the circulations of both mother and fetus, gene-environment interaction and the maternal microbiome (the total collective of genomes of microorganisms in the mother).

One research team is investigating why Somali women living in the U.S. have very low rates of premature births, while most black women in the U.S. have very high rates of premature birth.

Researchers are studying how poverty, nutrition, pollution, stress and other compounding factors affect preterm birth.

“This unprecedented collaborative effort will yield results in three to five years,” anticipates Dr. Simpson. “I expect the net effect to be greater than the sum of the parts, to be the product of collaboration among the centers.”

Helping Premature Babies and Mothers

Measures to help premature babies and mothers include an emphasis on family planning, prevention of infections and use of antibiotics, and wider use of Kangaroo Mother Care, a technique that holds the infant skin-to-skin on the mother's chest to keep the baby warm and make breastfeeding easier.

An international conference on Kangaroo Mother Care is scheduled for the week of November 17th in Rwanda, coinciding with World Prematurity Day. It is estimated that greater use of this simple technique could save as many as 450,000 preterm newborns each year.

Known preventions to reduce risk of premature birth:

  • Family planning to improve spacing and avoid pregnancy in women under 17 and over 40.
  • Reducing the number of embryos transferred as part of fertility treatment.
  • Eliminating C-sections before 39 weeks that are elective and not medically necessary.

Risk factors linked to premature births include obesity and high blood pressure. These also are risk factors for both stillbirths and birth defects.

Major donor countries are also recognizing the growing demand to improve survival rates of preterm babies. Last month, the U.S. Agency for International Development announced a new five-year, $9 million program, called Every Preemie—SCALE, to expand evidence-based and underutilized interventions to improve survival rates among preterm and low birth weight babies in 24 priority countries across Africa and Asia. The program is supported by a partnership among Project Concern International, GAPPS and the American College of Nurse-Midwives.

To assist professionals in scaling up proven interventions, the March of Dimes and the International Federation of Gynecology & Obstetrics have created a Global Collaborative Network to Prevent Preterm Birth that identifies best practices.

In addition, Survive and Thrive is a public-private partnership that engages U.S. pediatric, Ob/Gyn, and midwifery membership organizations with the private sector and the U.S. Government to collaborate with international and national professional associations and global health scholars to strengthen maternal, newborn, and child health programs. This initiative is working in the three highest burden countries – Ethiopia, India and Nigeria – to improve essential newborn care training including neonatal resuscitation and care for small and sick newborns.

Prematurity Major Problem in U.S.

The preterm birth rate in the U.S. declined between 2006 and 2013. The March of Dimes estimates that 231,000 fewer babies were been born prematurely during this time, saving about $11.9 billion in health care costs.

However, the U.S. still has one of the worst preterm birth rates of any high-resource country. In 2013, 11.4 percent of babies in the U.S. were born preterm, according to the National Center for Health Statistics. The statistics suggest some of the reasons. Nearly 10 percent of single births are premature, while 57 percent of twins and more than 90 percent of triplets are born prematurely and 46 percent of deliveries by C-section are premature.

The U.S., with 28 percent of its under-five deaths resulting from preterm birth complications appears awful, but there are other developed countries with higher rates: Denmark (43 percent), United Kingdom (39 percent), Switzerland (33 percent), Germany and Canada (29 percent).

In the U.S., race makes a difference with premature delivery rates of 16.3 percent among black women, 13 percent among American Indian, 11.3 percent among Hispanic, and about 10 percent for Caucasian and Asian/Pacific Islanders.

World Prematurity Day Partners 2013

Country partners: Afghanistan, Australia, Austria, Bangladesh, Belgium, Brazil, Bulgaria, Canada, Chile, China, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Ethiopia, Finland, France, Georgia, Germany, Ghana, Greece, Guinea, Hungary, Ireland, Indonesia, Israel, Italy, Kenya, Latvia, Lithuania, Macedonia, Malaysia, Malawi, Mexico, Netherlands, Nicaragua, Nigeria, Pakistan, Poland, Portugal, Romania, Russia, Serbia, Singapore, Slovakia, Slovenia, South Africa, Spain, Sweden, Switzerland, Tanzania, Taiwan, Turkey, Uganda, United Kingdom, United States and Uruguay.

Partners: Aga Khan University, American Academy of Pediatrics, Bill & Melinda Gates Foundations, CARE USA, Children’s Investment Fund Foundation, CIDA, CORE Group, Council of International Neonatal Nurses, Development Media International, DFID, ELMA Foundation, European Foundation for Care of Newborn Infants, Family Care International, Family Planning 2020 Partnership, Federal Ministry of Health Nigeria, Free State Department of Health (South Africa), GBC Health, Global Alliance to Prevent Prematurity and Stillbirths, GSK, GSMA, Guttmacher Institute, Harvard School of Public Health, Healthy Newborn Network, International Confederation of Midwives, International Federation of Gynecology and Obstetrics, International Pediatric Association, Johns Hopkins Bloomberg School of Public Health, Johnson & Johnson, Latin American and Caribbean Neonatal Alliance, London School of Hygiene & Tropical Medicine, Makerere University (Uganda), MamaYe, March of Dimes, Maternal and Child Health Integrated Program, MDG Health Alliance, Medical Research Council University of Pretoria, Ministry of Health Uganda, NORAD, Partnership for Maternal, Newborn & Child Health, PATH, Peking University Center of Medical Genetics, Permanent Mission of the Republic of Zambia to the UN, Save the Children, SNV World, UN Foundation for Every Woman Every Child, UNFPA, UNICEF, University College London, University Research Council (Uganda), USAID, Wellbeing foundation, White Ribbon Alliance, Women Deliver, World Health Organization, World Vision, The Miracle Babies Foundation (Australia), National Premmie Foundation, Eine Handvoll Lebe, VVOC, CHU St. Pierre, Alliance of Bulgarian midwives, Canadian Premature Babies Foundation, ASPREM PREMATUROS, Home for Premature Babies, Klub roditelja nedonoscadi "Palcici", The Association of Friends of the NICU, BabyKangaroos (BabyKlokanci), Dansk Præmatur Forening, Wellmark Health OÜ, Keskosvanhempien yhdistys Kevyt, SOS Préma, Association of Neonatologists of Georgia, Alb Fils Kliniken, Bundesverband "Das frühgeborene Kind" e.V., Carl-von-Basedow-Klinikum Saalekreis, Freundes- und Förderkreis Klinikum Ernst von Bergmann e.V., Universitätsklinikum Essen, Perinatalzentrum der Klinik für Kinder, Klinikum Saarbrücken, Verein für Frühgeborene und kranke Neugeborene Schwarzwald-Baar, Das Frühchen e.V. Heidelberg, Klinikum Karlsruhe, die Initiative Frühchentreff Karlsruhe e.V. and Kindertagesstätte Klinikzwerge, Harl.e.kin - Nachsorge für früh- und risikogeborene Kinder, Förderverein Frühstarter Datteln e.V., Perinatalzentrum Datteln, die Vestische Kinder- und Jugendklinik and St. Vincenz-Krankenhaus Datteln, Kinderklinik Dritter Orden, Traglinge e.V., LittleBigSouls, KORE, Irish Premature Babies, LAHAV – For The Premature Babies in Israel, Piccino Picciò Onlus, Il coraggio di vivere – ONLUS, ERACLE, Associazione Lilliput, Nati per Crescere, Amici Neonatologia Trentina, Frühgeborene Südtirol, Neišnešiotukas, Lulka / Little Giants, The National University of Malaysia, Con Amor Vencerás, Pequeño NuNu, Kleine Kanjers, Amphia-ziekenhuis in Breda, Sophia Nidcap Training Centrum, Red Nicaragüense de la Prematuridad, Fundacja Wczeniak Rodzice-Rodzicom, Fundacja Świadomi Rodzice, Neonatologii i Intensywnej Terapii Noworodka WSSz, Pirogowa w Lodzi, XXS Associação Portuguesa de Apoio ao Bebé Prematuro, Pais Prematuros, One and One & Micolino, “Little Miracles” (Russia), Mali Div - dece rodjene udruženje prevremeno roditelja Srbije, Udruzenje roditelja prevremeno rodjene dece Optimistik, Institut za neonatologiju, Beograd, The Cozy Project, Nasmalicek Obcianske združenie malícek, Newborns Trust, AVAPREM, APREM, Prematura, Svenska Prematurförbundet, Premature Baby Foundation of Taiwan, El Bebek Gül Bebek, Bliss, Tommys, AUPAPREM, NIDCAP Federation International, BornGreat and Million Moms Challenge.

Countries and territories

% of under-5 deaths that are from preterm birth complications

Rank for % of under-5 deaths that are from preterm birth complications
(lowest to highest)

Number of under-5 deaths due to direct preterm birth complications
(0-59 months)

Macedonia

51.0%

162

80

Slovenia

47.5%

161

30

Denmark

43.0%

160

100

Serbia

39.8%

159

240

United Kingdom

38.7%

158

1,400

Hungary

37.4%

157

220

Slovakia

34.9%

156

150

Poland

34.8%

155

750

Republic of Korea

32.7%

154

610

Switzerland

32.7%

153

120

Kuwait

31.9%

152

210

Greece

31.2%

151

150

Bosnia and Herzegovina

31.1%

150

70

Lebanon

30.0%

149

180

Qatar

29.8%

148

60

United Arab Emirates

29.6%

147

340

Germany

29.1%

146

810

Canada

29.1%

145

610

Egypt

28.5%

144

11,800

Georgia

28.2%

143

210

Oman

28.1%

142

250

United States

28.1%

141

8,100

Jordan

27.9%

140

1,000

Italy

27.9%

139

570

Trinidad and Tobago

27.6%

138

110

Mauritius

27.2%

137

55

Costa Rica

27.2%

136

190

Chile

27.1%

135

550

Saudi Arabia

27.1%

134

2,300

India

27.0%

133

361,600

Israel

26.1%

132

170

Argentina

26.0%

131

2,400

Singapore

25.9%

130

40

Turkey

25.3%

129

6,300

Jamaica

25.3%

128

220

Romania

25.0%

127

680

Tunisia

24.9%

126

710

Bulgaria

24.7%

125

200

Venezuela (Bolivarian Republic of)

24.6%

124

2,200

Sri Lanka

24.4%

123

900

Armenia

24.4%

122

150

New Zealand

24.4%

121

100

Cyprus

24.0%

120

100

Dominican Republic

24.0%

119

1,500

Honduras

24.0%

118

1,100

Paraguay

23.9%

117

830

Malaysia

23.8%

116

1,100

Syrian Arab Republic

23.7%

115

1,800

Ireland

23.6%

114

70

Thailand

23.4%

113

2,100

Cuba

23.4%

112

10

Colombia

23.1%

111

3,500

Morocco

22.9%

110

5,500

Botswana

22.9%

109

510

Iran (Islamic Republic of)

22.8%

108

5,700

Libyan Arab Jamahiriya

22.8%

107

420

Ukraine

22.3%

106

1,100

Democratic People's Republic of Korea

22.1%

105

2,200

Russian Federation

22.0%

104

3,700

Brazil

21.9%

103

9,000

Australia

21.8%

102

280

Viet Nam

21.7%

101

7,300

Portugal

21.4%

100

80

Spain

21.4%

99

440

Austria

21.1%

98

70

Azerbaijan

20.8%

97

1,200

Iraq

20.7%

96

7,300

Myanmar

20.7%

95

9,600

Nicaragua

20.6%

94

680

Belarus

20.4%

93

100

Bangladesh

20.1%

92

26,100

Belgium

19.9%

91

110

Algeria

19.9%

90

4,900

Albania

19.8%

89

130

Ecuador

19.7%

88

1,500

Peru

19.6%

87

2,000

Netherlands

19.3%

86

140

Norway

19.1%

85

35

Nepal

19.1%

84

4,300

Namibia

19.1%

83

560

Pakistan

19.0%

82

75,000

Indonesia

18.9%

81

25,900

Guyana

18.9%

80

110

Cabo Verde

18.6%

79

50

Bhutan

18.6%

78

100

Kazakhstan

18.5%

77

1,000

Fiji

18.5%

76

80

Mexico

18.5%

75

6,000

Djibouti

18.3%

74

300

Kyrgyzstan

17.6%

73

640

Finland

17.6%

72

30

Uruguay

17.6%

71

100

El Salvador

17.5%

70

360

Turkmenistan

17.3%

69

1,000

Philippines

17.2%

68

12,300

Mauritania

17.0%

67

2,000

Zimbabwe

16.4%

66

6,400

Côte d'Ivoire

16.4%

65

30

Gabon

16.2%

64

470

Bahrain

16.2%

63

20

France

16.1%

62

540

Panama

15.9%

61

210

Mongolia

15.9%

60

330

Cambodia

15.8%

59

2,200

China

15.8%

58

37,200

South Sudan*

15.6%

57

6,000

Yemen

15.5%

56

5,900

Congo

15.5%

55

1,200

Bolivia (Plurinational State of)

15.3%

54

1,600

Lesotho

15.1%

53

850

Lithuania

15.1%

52

25

Tajikistan

14.9%

51

1,900

Comoros

14.8%

50

290

Senegal

14.6%

49

4,200

Equatorial Guinea

14.5%

48

350

Croatia

14.5%

47

100

Haiti

14.2%

46

2,700

Swaziland

14.2%

45

410

Solomon Islands

14.1%

44

70

Sudan*

14.1%

43

13,200

South Africa

13.9%

42

6,600

Uzbekistan

13.9%

41

3,700

Ghana

13.6%

40

8,400

Czech Republic

13.4%

39

9,700

Sweden

13.4%

38

45

Papua New Guinea

13.3%

37

1,700

Mali

13.0%

36

10,800

Gambia

13.1%

35

720

Togo

12.8%

34

2,600

Democratic Republic of the Congo

13.0%

33

40,600

Guatemala

12.6%

32

1,900

Kenya

12.6%

31

13,300

Madagascar

12.5%

30

5,400

Ethiopia

12.5%

29

24,400

Afghanistan

12.0%

28

12,500

Burundi

12.3%

27

4,300

Uganda

12.3%

26

12,500

Benin

12.3%

25

3,800

Mozambique

12.0%

24

10,100

Nigeria

12.0%

23

98,300

Lao People's Democratic Republic

12.0%

22

1,600

Rwanda

12.0%

21

2,600

Republic of Moldova

11.9%

20

80

Malawi

11.6%

19

4,800

United Republic of Tanzania

11.3%

18

10,800

Guinea-Bissau

11.0%

17

840

Chad

11.0%

16

9,200

Timor-Leste

11.0%

15

240

Burkina Faso

11.0%

14

7,000

Central African Republic

11.0%

13

2,300

Liberia

10.8%

12

1,100

Zambia

10.7%

11

5,500

Cameroon

10.7%

10

8,000

Somalia

10.0%

9

6,700

Angola

10.0%

8

16,000

Niger

10.0%

7

8,700

Guinea

10.0%

6

4,200

Latvia

9.9%

5

20

Eritrea

9.7%

4

1,100

Sierra Leone

10.0%

3

3,300

Japan

8.6%

2

280

Estonia

6.5%

1

<5

Other countries**

19.0%

325

GLOBAL

17.4%

1,091,215

* South Sudan is assumed to have the same preterm birth rate as Sudan, in 2012.
** Comprises 32 countries with annual livebirths of less than 10,000. The proportion provided is the median.
Number of deaths from direct complication of preterm birth in 2013 and proportion of deaths from preterm birth from global, regional and national causes of child mortality in 2000-2013: an updated systematic analysis. Liu L. et al. The Lancet, 2014